Limiting costs and charges disclosure under MiFID II and PRIIPs: issues and...
On 13 September 2017, JWG held their third Client Management Special Interest Group (CMS), with attendees from over a dozen buy-side, sell-side and technology firms meeting to discuss existing issues...
View ArticleCommodity derivatives: all you need to know about position reporting under...
With MiFID II’s implementation date of 3 January 2018 fast approaching, investment firms need to prepare for the changes that will be brought about by the EU’s flagship regulatory policy....
View ArticleGetting new MiFID II reports wrong could cost millions
Let’s face it, getting data right is never easy and, with MiFID II’s drive for transparency kicking into high gear, the risks of getting reporting wrong are greater than ever. With additional reporting...
View ArticleEuropean Commission to fix broken reporting framework – starting in 2018
Two years after its Call for Evidence determining whether EU regulation is fit for purpose, the European Commission (EC) has found that automation and standardisation should ultimately pave the way...
View ArticleA DLT-based approach for more efficient regulatory reporting
Following a successful seventh reporting and reference data special interest group (RRDS 7) at the Financial Conduct Authority (FCA) on 13 February 2018, participants met for the usual post-RRDS drinks...
View ArticleBreaking down barriers: the new holistic surveillance paradigm
At this year’s RegTech Capital Markets Conference a debate took place on the benefits of using RegTech for trade surveillance in the context of the evolving technical landscape, led by expert industry...
View ArticleThe trade and transaction reporting horizon: 10 key initiatives for 2018 and...
With MiFID II now (mostly) implemented, what trade and transaction reporting initiatives will firms have on the agenda for 2018 and beyond? We list some of the key items below: It is estimated that the...
View ArticleTrade Surveillance and eComms: Benchmarking your approach
JWG are pleased to announce the launch of our latest survey: ‘Trade Surveillance and eComms: Benchmarking your approach’. The aim of the survey is to establish an understanding of the existing...
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Disentangling transaction cost disclosure: a MiFID II and PRIIPs obligation
A granular understanding of the several types of costs and charges is important for all market participants. These can have a substantial effect on investors’ returns (see graph below) and, if...
View ArticleDefining systematic internaliser under MiFID II
With only 3 months left before the implementation of MiFID II, on 28 August 2017 the European Commission published a delegated regulation which added to the definition of a systematic internaliser....
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